-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HMOemPNp0b3X3m0J52QWsBvuORRNTrGdENKe0+EHwQR02rzzR0oxIamYswtZsPjD qVH5QYK96XbJCbF+k+4BDw== 0000950142-03-001263.txt : 20030724 0000950142-03-001263.hdr.sgml : 20030724 20030724162705 ACCESSION NUMBER: 0000950142-03-001263 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030724 GROUP MEMBERS: DAVIDSON KEMPNER ADVISERS INC. GROUP MEMBERS: DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P. GROUP MEMBERS: DAVIDSON KEMPNER INTERNATIONAL ADVISORS, L.L.C. GROUP MEMBERS: DAVIDSON KEMPNER INTERNATIONAL, LTD. GROUP MEMBERS: DAVIDSON KEMPNER PARTNERS GROUP MEMBERS: M.H. DAVIDSON &CO. GROUP MEMBERS: M.H. DAVIDSON &CO., L.L.C.401(K)PLAN GROUP MEMBERS: MARVIN H. DAVIDSON GROUP MEMBERS: MARVIN H. DAVIDSON FOUNDATION, INC. GROUP MEMBERS: MHD MANAGEMENT CO. GROUP MEMBERS: MICHAEL AND LISA LEFFELL FOUNDATION GROUP MEMBERS: MICHAEL J. LEFFELL GROUP MEMBERS: ROBERT J. BRIVIO, JR. GROUP MEMBERS: SCOTT E. DAVIDSON GROUP MEMBERS: STEPHEN M. DOWICZ GROUP MEMBERS: STEPHEN M. DOWICZ FOUNDATION GROUP MEMBERS: STEPHEN M. DOWICZ IRA GROUP MEMBERS: SUSAN AND SCOTT DAVIDSON FOUNDATION GROUP MEMBERS: THOMAS KEMPNER AND THOMAS L. KEMPNER, JR., TRUSTEE FBO GROUP MEMBERS: THOMAS L. KEMPNER, JR. GROUP MEMBERS: THOMAS L. KEMPNER, JR., FOUNDATION, INC. GROUP MEMBERS: THOMAS L. KEMPNER, JR., IRA GROUP MEMBERS: THOMAS L. KEMPNER, JR., TRUSTEE, FBO JESSICA S. KEMPNER GROUP MEMBERS: THOMAS L. KEMPNER, JR., TRUSTEE, FBO TREVOR M. KEMPNER GROUP MEMBERS: TIMOTHY I. LEVART SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMDISCO HOLDING CO INC CENTRAL INDEX KEY: 0001179484 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER RENTAL & LEASING [7377] IRS NUMBER: 542066534 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-78526 FILM NUMBER: 03801218 BUSINESS ADDRESS: STREET 1: 6111 N RIVER RD CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8476983000 MAIL ADDRESS: STREET 1: 6111 NORHT RIVER RD CITY: ROSEMONT STATE: IL ZIP: 60018 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAVIDSON KEMPNER PARTNERS CENTRAL INDEX KEY: 0000928549 IRS NUMBER: 133393346 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124464020 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D 1 sc13d-comdisco.txt SCHEDULE 13D ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _______________________ SCHEDULE 13D Under the Securities Exchange Act of 1934 _______________________ COMDISCO HOLDING COMPANY, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 200334100 (CUSIP Number) TIMOTHY I. LEVART M.H. DAVIDSON & CO. 885 THIRD AVENUE NEW YORK, NEW YORK 10022 TEL NO: (212) 446-4020 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) _______________________ JULY 16, 2003 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 1(f) o 1(g), check the following box [X]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ - ---------------------------------- ----------------------------------- 200334100 Page 2 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Davidson Kempner International, Ltd. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 333,414 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 333,414 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 333,414 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 3 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Davidson Kempner Institutional Partners, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 321,245 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 321,245 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 321,245 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 4 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Davidson Kempner Partners - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 167,245 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 167,245 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 167,245 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 5 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON M.H. Davidson & Co. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 15,376 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 15,376 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,376 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 6 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON M.H. Davidson & Co., L.L.C. 401(K) Plan - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO, WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,221 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 1,221 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,221 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NA - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON EP - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 7 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Davidson Kempner International Advisors, L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 350,429 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 350,429 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 350,429 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 8 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Davidson Kempner Advisers Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 321,245 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 321,245 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 321,245 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 9 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MHD Management Co. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 167,245 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 167,245 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 167,245 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 10 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Marvin H. Davidson - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO, AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 854,619 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 854,619 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 854,619 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 11 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Thomas L. Kempner, Jr. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO, AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 856,457 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 856,457 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 856,457 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 12 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stephen M. Dowicz - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO, AF, PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 54 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 855,601 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 54 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 855,601 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 855,655 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 13 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stephen M. Dowicz IRA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 32 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 32 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 32 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NA - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 14 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Scott E. Davidson - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO, AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 323 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 855,623 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 323 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 855,623 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 855,946 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 15 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Michael J. Leffell - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO, AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 855,552 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 855,552 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 855,552 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 16 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Timothy I. Levart - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO, AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 855,515 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 855,515 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 855,515 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 17 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert J. Brivio, Jr. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO, AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 855,515 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 855,515 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 855,515 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 18 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Marvin H. Davidson Foundation, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 325 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 325 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 325 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NA - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 19 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Susan and Scott Davidson Foundation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 108 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 108 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 108 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NA - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 20 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Thomas L. Kempner and Thomas L. Kempner, Jr., Trustee, Trust FBO Thomas Nathaniel Kempner U/A/D 10/31/83 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 5 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 5 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NA - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 21 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Thomas L. Kempner, Jr., Foundation, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 790 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 790 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 790 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NA - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 22 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Thomas L. Kempner, Jr., Trustee, Trust FBO Trevor M. Kempner U/A/D 8/31/87 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 5 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 5 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NA - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 23 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stephen M. Dowicz Foundation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 54 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 54 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 54 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NA - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 24 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Thomas L. Kempner, Jr., Trustee, Trust FBO Jessica S. Kempner U/A/D 11/3/92 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 5 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 5 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NA - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 25 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Thomas L. Kempner, Jr., IRA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 137 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 137 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 137 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 26 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Michael and Lisa Leffell Foundation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 37 SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING 0 PERSON ------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 37 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NA - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 27 of 46 - ---------------------------------- ----------------------------------- ITEM 1. SECURITY AND ISSUER. The name of the subject company is Comdisco Holding Company, Inc., a Delaware corporation, (the "Company"), and the address of its principal executive office is 6111 North River Road, Rosemont, Illinois 60018. The class of securities to which this statement relates is the common stock of the Company, par value $0.01 per share ("Common Stock"). ITEM 2. NAME, ADDRESS, OCCUPATION. (a)-(c) & (f). The name, state or other place of organization, principal business, principal business address and the address of the principal office of each of the entities filing this statement (the "Reporting Entities"), and the name, business address, present principal occupation or employment, and the name, principal business and address of any corporation or other organization in which such employment or occupation is conducted and the citizenship of each individual filing this statement (the "Principals", and together with the Reporting Entities, the "Reporting Persons"), are as follows:
- ------------------------------------------------------------------------------------------------------------------------ ADDRESS OF PRINCIPAL BUSINESS AND PRINCIPAL OFFICE OR ADDRESS IN WHICH EMPLOYMENT IS PRINCIPAL CITIZENSHIP/PLACE OF NAME CONDUCTED OCCUPATION/BUSINESS ORGANIZATION - ------------------------------------------------------------------------------------------------------------------------ Davidson Kempner International, 885 Third Avenue Buying and selling securities British Virgin Islands Ltd. ("DKIL") New York, NY 10022 for investment purposes - ------------------------------------------------------------------------------------------------------------------------ Davidson Kempner Institutional 885 Third Avenue Buying and selling securities Delaware Partners, L.P. ("DKIP") New York, NY 10022 for investment purposes - ------------------------------------------------------------------------------------------------------------------------ Davidson Kempner Partners ("DKP") 885 Third Avenue Buying and selling securities New York New York, NY 10022 for investment purposes - ------------------------------------------------------------------------------------------------------------------------ M.H. Davidson & Co. ("CO") 885 Third Avenue Buying and selling securities New York New York, NY 10022 for investment purposes - ------------------------------------------------------------------------------------------------------------------------ Davidson Kempner International 885 Third Avenue Investment Manager and Manager Delaware Advisors, L.L.C. ("DKIA") New York, NY 10022 of DKIL - ------------------------------------------------------------------------------------------------------------------------
- ---------------------------------- ----------------------------------- 200334100 Page 28 of 46 - ---------------------------------- -----------------------------------
- ------------------------------------------------------------------------------------------------------------------------ ADDRESS OF PRINCIPAL BUSINESS AND PRINCIPAL OFFICE OR ADDRESS IN WHICH EMPLOYMENT IS PRINCIPAL CITIZENSHIP/PLACE OF NAME CONDUCTED OCCUPATION/BUSINESS ORGANIZATION - ------------------------------------------------------------------------------------------------------------------------ M.H. Davidson & Co., L.L.C. 885 Third Avenue Employee benefit plan New York 401(K) Plan (the "Plan") New York, NY 10022 - ------------------------------------------------------------------------------------------------------------------------ Davidson Kempner Advisers Inc. 885 Third Avenue General partner of DKIP New York ("DKAI") New York, NY 10022 - ------------------------------------------------------------------------------------------------------------------------ MHD Management Co. ("MHD") 885 Third Avenue General partner of DKP New York New York, NY 10022 - ------------------------------------------------------------------------------------------------------------------------ Marvin H. Davidson 885 Third Avenue General Partner of CO and MHD, United States New York, NY 10022 Stockholder of DKIA and DKAI - ------------------------------------------------------------------------------------------------------------------------ Thomas L. Kempner, Jr. 885 Third Avenue General Partner of CO and MHD, United States New York, NY 10022 Stockholder of DKIA and DKAI, Trustee of Plan - ------------------------------------------------------------------------------------------------------------------------ Stephen M. Dowicz 885 Third Avenue General Partner of CO and MHD, United States New York, NY 10022 Stockholder of DKIA and DKAI, Trustee of Plan - ------------------------------------------------------------------------------------------------------------------------ Scott E. Davidson 885 Third Avenue General Partner of CO and MHD, United States New York, NY 10022 Stockholder of DKIA and DKAI, Trustee of Plan - ------------------------------------------------------------------------------------------------------------------------ Michael J. Leffell 885 Third Avenue General Partner of CO and MHD, United States New York, NY 10022 Stockholder of DKIA and DKAI, Trustee of Plan - ------------------------------------------------------------------------------------------------------------------------ Timothy I. Levart 885 Third Avenue General Partner of CO and MHD, United Kingdom New York, NY 10022 Stockholder of DKIA and DKAI, Trustee of Plan - ------------------------------------------------------------------------------------------------------------------------ Robert J. Brivio, Jr. 885 Third Avenue General Partner of CO and MHD, United States New York, NY 10022 Stockholder of DKIA and DKAI, Trustee of Plan - ------------------------------------------------------------------------------------------------------------------------
- ---------------------------------- ----------------------------------- 200334100 Page 29 of 46 - ---------------------------------- -----------------------------------
- ------------------------------------------------------------------------------------------------------------------------ ADDRESS OF PRINCIPAL BUSINESS AND PRINCIPAL OFFICE OR ADDRESS IN WHICH EMPLOYMENT IS PRINCIPAL CITIZENSHIP/PLACE OF NAME CONDUCTED OCCUPATION/BUSINESS ORGANIZATION - ------------------------------------------------------------------------------------------------------------------------ Marvin H. Davidson Foundation, 885 Third Avenue Private charitable foundation New York Inc. ("MHD Foundation") New York, NY 10022 - ------------------------------------------------------------------------------------------------------------------------ Susan and Scott Davidson 885 Third Avenue Private charitable foundation New York Foundation ("SSD Foundation") New York, NY 10022 - ------------------------------------------------------------------------------------------------------------------------ Thomas L. Kempner and Thomas L. 885 Third Avenue Family Trust New York Kempner, Jr., Trustee, Trust FBO New York, NY 10022 Thomas Nathaniel Kempner U/A/D 10/31/83 ("TNK Trust") - ------------------------------------------------------------------------------------------------------------------------ Thomas L. Kempner, Jr., 885 Third Avenue Private charitable foundation New York Foundation, Inc. ("TLK New York, NY 10022 Foundation") - ------------------------------------------------------------------------------------------------------------------------ Thomas L. Kempner, Jr., Trustee, 885 Third Avenue Family Trust New York Trust FBO Trevor M. Kempner New York, NY 10022 U/A/D 8/31/87 ("TMK Trust") - ------------------------------------------------------------------------------------------------------------------------ Stephen M. Dowicz Foundation 885 Third Avenue Private charitable foundation New York ("SMD Foundation") New York, NY 10022 - ------------------------------------------------------------------------------------------------------------------------ Thomas L. Kempner, Jr., Trustee, 885 Third Avenue Family Trust New York Trust FBO Jessica S. Kempner New York, NY 10022 U/A/D 11/3/92 (JSK Trust") - ------------------------------------------------------------------------------------------------------------------------ Thomas L. Kempner, Jr., IRA 885 Third Avenue IRA New York ("IRA") New York, NY 10022 - ------------------------------------------------------------------------------------------------------------------------
- ---------------------------------- ----------------------------------- 200334100 Page 30 of 46 - ---------------------------------- -----------------------------------
- ------------------------------------------------------------------------------------------------------------------------ ADDRESS OF PRINCIPAL BUSINESS AND PRINCIPAL OFFICE OR ADDRESS IN WHICH EMPLOYMENT IS PRINCIPAL CITIZENSHIP/PLACE OF NAME CONDUCTED OCCUPATION/BUSINESS ORGANIZATION - ------------------------------------------------------------------------------------------------------------------------ Stephen M. Dowicz IRA ("Dowicz 885 Third Avenue IRA New York IRA") New York, NY 10022 - ------------------------------------------------------------------------------------------------------------------------ Michael and Lisa Leffell 885 Third Avenue Private Charitable Foundation New York Foundation ("Leffell Foundation") New York, NY 10022 - ------------------------------------------------------------------------------------------------------------------------
(d)-(e). None of the Reporting Persons has, during the last five years, been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibited or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Pursuant to the First Amended Joint Plan of Reorganization of Comdisco, Inc. and its affiliated debtors and debtors in possession (collectively, the "Debtors") under Chapter 11 of the United States Bankruptcy Code (the "Plan"), filed with the U.S. Bankruptcy Court (a copy of which is filed as Exhibit 1 to this statement), the Company distributed to CO, DKIL, DKIP, DKP, an account over which DKIA has discretionary authority, the Plan, Mr. Dowicz, Scott E. Davidson, MHD Foundation, SSD Foundation, TNK Foundation, TLK Foundation, TMK Trust, SF Trust, JSK Trust, IRA, Leffell Foundation, SMD Foundation and Dowicz IRA (collectively, the "Reporting Claimants"), as holders of pre-petition claims in the nature of debt of the Debtors, freely transferable rights to receive certain distributions to be made by the Company of cash or shares of Common Stock or a combination of cash and shares of Common Stock in accordance with the Plan. The aggregate face amount of pre-petition claims held by the Reporting Claimants totaled approximately $363 million. The U.S. Bankruptcy Court entered a confirmation order with respect to the Plan on July 30, 2002, and the Plan became effective on August 12, 2002. Pursuant to the Plan, on or about October 1, 2002, the Company initiated the distribution of shares of its Common Stock, cash and other securities to its creditors, including the Reporting Claimants, in satisfaction, discharge and release of the claims of its creditors. Pursuant to the Plan, an aggregate of 384,277 shares of Common Stock have been issued to the Reporting Claimants. - ---------------------------------- ----------------------------------- 200334100 Page 31 of 46 - ---------------------------------- ----------------------------------- The remaining shares of Common Stock reported on this statement were purchased by the Reporting Persons identified below using working capital or personal funds, as applicable, for the consideration noted. REPORTING PERSON AMOUNT OF SHARES CONSIDERATION - ---------------- ---------------- ------------- CO 9,142 $ 1,097,128 DKIL 178,802 20,585,113 DKIP 184,755 19,787,498 DKP 89,154 9,226,538 DKIA 8,683 972,492 Plan 702 93,246 ---------------- ------------- Total 471,238 $ 51,762,015 None of the shares of Common Stock reported on this statement were acquired with funds or other consideration borrowed or otherwise obtained for the purpose of acquiring, holding, trading or voting such shares of Common Stock. ITEM 4. PURPOSE OF THE TRANSACTION. The Reporting Claimants acquired their pre-petition claims against the Debtors with the purpose of obtaining the opportunity to profit from a restructuring of the Debtors. The shares of Common Stock issued to the Reporting Claimants pursuant to the Plan and the other shares of Common Stock acquired by the Reporting Persons and reported on this statement were acquired for investment purposes. The Reporting Persons may from time to time (i) acquire additional securities of the Company (subject to availability at prices deemed favorable) in the open market, in privately negotiated transactions or otherwise (including additional shares of Common Stock to be distributed to the Reporting Claimants pursuant to the Plan), or (ii) dispose of the shares of Common Stock or any other securities of the Company that the Reporting Persons may acquire, when prices are deemed favorable in the open market, in privately negotiated transactions or otherwise. The Reporting Persons have no plans or proposals that relate to or would result in any of the actions enumerated in paragraphs (a) through (j) of Item 4 of Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. DKIL - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 333,414 - -------------------------------------------------------------------------------- Percentage 7.9% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 333,414 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 32 of 46 - ---------------------------------- ----------------------------------- DKIP - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 321,245 - -------------------------------------------------------------------------------- Percentage 7.7% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 321,245 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- DKP - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 167,245 - -------------------------------------------------------------------------------- Percentage 4.0% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 167,245 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- CO - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 15,376 - -------------------------------------------------------------------------------- Percentage 0.4% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 15,376 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- PLAN - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 1,221 - -------------------------------------------------------------------------------- Percentage NA - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 1,221 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 33 of 46 - ---------------------------------- ----------------------------------- DKIA - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 350,429 - -------------------------------------------------------------------------------- Percentage 8.3% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 350,429 - -------------------------------------------------------------------------------- DKAI - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 321,245 - -------------------------------------------------------------------------------- Percentage 7.7% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 321,245 - -------------------------------------------------------------------------------- MHD - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 167,245 - -------------------------------------------------------------------------------- Percentage 4.0% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 167,245 - -------------------------------------------------------------------------------- MR. MARVIN H. DAVIDSON - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 854,619 - -------------------------------------------------------------------------------- Percentage 20.4% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 854,619 - -------------------------------------------------------------------------------- MR. KEMPNER - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 856,457 - -------------------------------------------------------------------------------- Percentage 20.4% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 34 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 856,457 - -------------------------------------------------------------------------------- MR. DOWICZ - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 855,655 - -------------------------------------------------------------------------------- Percentage 20.4% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 54 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 855,601 - -------------------------------------------------------------------------------- MR. SCOTT DAVIDSON - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 855,946 - -------------------------------------------------------------------------------- Percentage 20.4% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 323 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 855,623 - -------------------------------------------------------------------------------- MR. LEFFELL - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 855,552 - -------------------------------------------------------------------------------- Percentage 20.4% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 855,552 - -------------------------------------------------------------------------------- MR. LEVART - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 855,515 - -------------------------------------------------------------------------------- Percentage 20.4% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 855,515 - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 35 of 46 - ---------------------------------- ----------------------------------- MR. BRIVIO - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 855,515 - -------------------------------------------------------------------------------- Percentage 20.4% - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 855,515 - -------------------------------------------------------------------------------- MHD FOUNDATION - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 325 - -------------------------------------------------------------------------------- Percentage NA - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 325 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- SSD FOUNDATION - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 108 - -------------------------------------------------------------------------------- Percentage NA - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 108 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- TNK TRUST - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 5 - -------------------------------------------------------------------------------- Percentage NA - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 5 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- TLK FOUNDATION - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 790 - -------------------------------------------------------------------------------- Percentage NA - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 36 of 46 - ---------------------------------- ----------------------------------- - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 790 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- TMK TRUST - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 5 - -------------------------------------------------------------------------------- Percentage NA - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 5 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- SMD FOUNDATION - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 54 - -------------------------------------------------------------------------------- Percentage NA - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 54 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- JSK TRUST - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 5 - -------------------------------------------------------------------------------- Percentage NA - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 5 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- - ---------------------------------- ----------------------------------- 200334100 Page 37 of 46 - ---------------------------------- ----------------------------------- IRA - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 136 - -------------------------------------------------------------------------------- Percentage NA - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 136 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- DOWICZ IRA - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 32 - -------------------------------------------------------------------------------- Percentage NA - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 32 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- LEFFELL FOUNDATION - -------------------------------------------------------------------------------- (a) Aggregate Number of Securities Owned 37 - -------------------------------------------------------------------------------- Percentage NA - -------------------------------------------------------------------------------- (b) 1. Sole power to vote/dispose or to direct the vote/disposition 37 - -------------------------------------------------------------------------------- 2. Shared power to vote/dispose or to direct the vote/disposition 0 - -------------------------------------------------------------------------------- Each of the Principals may be deemed to beneficially own an aggregate of 854,294 shares of Common Stock as a result of their voting and dispositive power over the 854,294 shares of Common Stock beneficially owned by DKIA, DKIL, DKIP, DKP and CO. Each of the Principals, other than Marvin H. Davidson, may be deemed to beneficially own an aggregate of an additional 1,221 shares of Common Stock as a result of their serving as trustees of the Plan. DKIA may be deemed to beneficially own the 333,414 shares of Common Stock beneficially owned by DKIL and an additional 17,015 shares of Common Stock held in an account over which DKIA has discretionary authority as a result of its voting and dispositive power over those shares. DKAI may be deemed to beneficially own the 321,245 shares of Common Stock beneficially owned by DKIP as a result of its voting and dispositive power over those shares. MHD may be deemed to beneficially own the 167,245 shares of Common Stock beneficially owned by DKP as a result of its voting and dispositive power over those shares. - ---------------------------------- ----------------------------------- 200334100 Page 38 of 46 - ---------------------------------- ----------------------------------- As President of MHD Foundation, Marvin H. Davidson may be deemed to beneficially own the 325 shares of Common Stock beneficially owned by MHD Foundation as a result of his voting and dispositive power over those shares of Common Stock. Scott E. Davidson may be deemed to beneficially own 323 shares of Common Stock because of his individual ownership of such shares. As President of SSD Foundation, Scott E. Davidson may be deemed to beneficially own the 108 shares of Common Stock beneficially owned by SSD Foundation as a result of his voting and dispositive power over those shares of Common Stock. As Trustee of each of the TNK Trust, TMK Trust and JSK Trust, President of TLK Foundation and grantor of IRA, Mr. Kempner may be deemed to beneficially own the 5 shares of Common Stock beneficially owned by TNK Trust, the 5 shares of Common Stock beneficially owned by TMK Trust, the 5 shares of Common Stock beneficially owned by JSK Trust, the 790 shares of Common Stock beneficially owned by TLK Foundation and the 136 shares of Common Stock owned by IRA, as a result of his voting and dispositive power over those shares of Common Stock. As President of Leffell Foundation, Mr. Leffell may be deemed to beneficially own the 37 shares of Common Stock beneficially owned by Leffell Foundation as a result of his voting and dispositive power over those shares of Common Stock. Mr. Dowicz may be deemed to beneficially own 54 shares of Common Stock because of his individual ownership of such shares of Common Stock. As President of SMD Foundation and grantor of Dowicz IRA, Mr. Dowicz may be deemed to beneficially own the 54 shares of Common Stock beneficially owned by SMD Foundation and the 32 shares of Common Stock owned by Dowicz IRA. By virtue of the relationships between and among the Reporting Persons as described above, (i) each of the Principals may be deemed to share the power to direct the voting and disposition of the shares of Common Stock beneficially owned by DKIA, DKIL, DKIP, DKP and CO, (ii) each of the Principals, other than Marvin H. Davidson, may be deemed to share the power to direct the voting and disposition of an additional 1,221 shares of Common Stock beneficially owned by the Plan, (iii) DKIA may be deemed to share the power to direct the voting and disposition of the 333,414 shares of Common Stock beneficially owned by DKIL, (iv) DKAI may be deemed to share the power to direct the voting and disposition of the 321,245 shares of Common Stock beneficially owned by DKIP, (v) MHD may be deemed to share the power to direct the voting and disposition of the 167,245 shares of Common Stock beneficially owned by DKP, (vi) Marvin H. Davidson may be deemed to share the power to direct the voting and disposition of an additional 325 shares of Common Stock beneficially owned by MHD Foundation, (vii) Scott E. Davidson may be deemed to have sole power to direct the voting and disposition of 323 shares of Common Stock individually owned by him and to share the power to direct the voting and disposition of an additional 108 shares of Common Stock beneficially owned by SSD Foundation, (viii) Mr. Kempner may be deemed to share the power to direct the voting and disposition of an additional 5 shares of Common Stock beneficially owned by TNK Trust, an additional 790 shares of Common Stock beneficially owned by TLK Foundation, an - ---------------------------------- ----------------------------------- 200334100 Page 39 of 46 - ---------------------------------- ----------------------------------- additional 5 shares of Common Stock beneficially owned by TMK Trust, an additional 5 shares of Common Stock beneficially owned by JSK Trust and an additional 136 shares of Common Stock beneficially owned by IRA, (ix) Mr. Leffell may be deemed to share the power to direct the voting and disposition of an additional 37 shares of Common Stock beneficially owned by Leffell Foundation and (x) Stephen M. Dowicz may be deemed to have sole power to direct the voting and disposition of 54 shares of Common Stock individually owned by him and to share the power to direct the voting and disposition of an additional 54 shares of Common Stock beneficially owned by SMD Foundation and an additional 32 shares of Common Stock beneficially owned by Dowicz IRA. Pursuant to the Plan, each of the Reporting Claimants has the right to receive additional shares of Common Stock as claims against the Debtors are resolved in accordance with the terms of the Plan. (c) The following are transactions in the class of securities reported that were effected during the past sixty days by the Reporting Persons: - ---------------------------------- ----------------------------------- 200334100 Page 40 of 46 - ---------------------------------- ----------------------------------- REPORTING PRICE PER WHERE AND HOW TRANSACTION PERSON DATE AMOUNT SHARE EFFECTED - ------ ---- ------ ----- -------- DKIL 5/16/2003 893 - Pursuant to the Plan DKIP 5/16/2003 788 - Pursuant to the Plan DKP 5/16/2003 453 - Pursuant to the Plan CO 5/16/2003 33 - Pursuant to the Plan Plan 5/16/2003 2 - Pursuant to the Plan DKIA 5/16/2003 47 - Pursuant to the Plan DKIL 7/15/2003 11,110 $97.50 Open Market Purchase DKIP 7/15/2003 9,675 $97.50 Open Market Purchase DKP 7/15/2003 5,366 $97.50 Open Market Purchase CO 7/15/2003 434 $97.50 Open Market Purchase DKIA 7/15/2003 11,010 $97.50 Open Market Purchase DKIA 7/15/2003 515 $97.50 Open Market Purchase DKAI 7/15/2003 9,675 $97.50 Open Market Purchase MHD 7/15/2003 5,366 $97.50 Open Market Purchase (d) The partners, members or stockholders of each of DKIL, DKIP, DKP, CO, DKIA, DKAI and MHD, the persons participating in the Plan, and the beneficiaries of the Davidson Trust, TNK Trust, TMK Trust, SMD Foundation, IRA, Dowicz IRA, JSK Trust, MHD Foundation, SSD Foundation, TLK Foundation and Leffell Foundation have the right to participate in the receipt of dividends from, or proceeds from the sale of, the securities held for the account of such Reporting Person in accordance with their ownership interests in such Reporting Person. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Pursuant to the Plan, each of the Reporting Claimants has the right to receive additional shares of Common Stock as claims against the Debtors are resolved in accordance with the terms of the Plan. - ---------------------------------- ----------------------------------- 200334100 Page 41 of 46 - ---------------------------------- ----------------------------------- ITEM 7. MATERIAL TO BE FILED AS EXHIBITS (1) First Amended Joint Plan of Reorganization of Comdisco, Inc. and its Affiliated Debtors and Debtors in Possession, as confirmed on July 20, 2002, incorporated herein by reference from Exhibit T3E-2 to Amendment No. 2 to the Application for Qualification on Form T-3, filed with the Securities and Exchange Commission by the Company and Comdisco, Inc. on August 9, 2002. - ---------------------------------- ----------------------------------- 200334100 Page 42 of 46 - ---------------------------------- ----------------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated as of: July 24, 2003 DAVIDSON KEMPNER INTERNATIONAL, LTD. By: Davidson Kempner International Advisers, L.L.C. General Partner By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: Managing Member DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P. By: Davidson Kempner Advisers Inc. General Partner By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: Secretary DAVIDSON KEMPNER PARTNERS By: MHD Management Co. General Partner By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: General Partner - ---------------------------------- ----------------------------------- 200334100 Page 43 of 46 - ---------------------------------- ----------------------------------- M.H. DAVIDSON & CO., L.L.C. 401(K) PLAN By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: Trustee M.H. DAVIDSON & CO. By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: Managing Member DAVIDSON KEMPNER INTERNATIONAL ADVISORS, L.L.C. By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: Managing Member DAVIDSON KEMPNER ADVISERS INC. By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: Secretary MHD MANAGEMENT CO. By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: General Partner /s/ Marvin H. Davidson -------------------------------------------- Name: Marvin H. Davidson /s/ Thomas L. Kempner, Jr. -------------------------------------------- Name: Thomas L. Kempner, Jr. - ---------------------------------- ----------------------------------- 200334100 Page 44 of 46 - ---------------------------------- ----------------------------------- /s/ Stephen M. Dowicz -------------------------------------------- Name: Stephen M. Dowicz /s/ Scott E. Davidson -------------------------------------------- Name: Scott E. Davidson /s/ Michael J. Leffell -------------------------------------------- Name: Michael J. Leffell /s/ Timothy I. Levart -------------------------------------------- Name: Timothy I. Levart /s/ Robert J. Brivio, Jr. -------------------------------------------- Name: Robert J. Brivio, Jr. MARVIN H. DAVIDSON FOUNDATION, INC. By: /s/ Marvin H. Davidson --------------------------------------- Name: Marvin H. Davidson Title: President - ---------------------------------- ----------------------------------- 200334100 Page 45 of 46 - ---------------------------------- ----------------------------------- SUSAN AND SCOTT DAVIDSON FOUNDATION By: /s/ Scott Davidson --------------------------------------- Name: Scott Davidson Title: President TRUST FBO THOMAS NATHANIEL KEMPNER U/A/D/ 10/31/83 By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: Trustee THOMAS L. KEMPNER, JR. FOUNDATION, INC. By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: President TRUST FBO TREVOR M. KEMPNER U/A/D 8/3/87 By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: Trustee STEPHEN M. DOWICZ FOUNDATION By: /s/ Stephen M. Dowicz --------------------------------------- Name: Stephen M. Dowicz Title: President TRUST FBO JESSICA KEMPNER U/A/D 11/3/92 By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. Title: Trustee - ---------------------------------- ----------------------------------- 200334100 Page 46 of 46 - ---------------------------------- ----------------------------------- THOMAS L. KEMPNER JR., IRA By: /s/ Thomas L. Kempner, Jr. --------------------------------------- Name: Thomas L. Kempner, Jr. MICHAEL AND LISA LEFFELL FOUNDATION By: /s/ Michael J. Leffell --------------------------------------- Name: Michael J. Leffell Title: Trustee STEPHEN M. DOWICZ IRA By: /s/ Stephen M. Dowicz --------------------------------------- Name: Stephen M. Dowicz -----END PRIVACY-ENHANCED MESSAGE-----